4//SEC Filing
Uni-Pixel 4
Accession 0001209191-16-148134
CIK 0001171012operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:04 PM ET
Size
7.4 KB
Accession
0001209191-16-148134
Insider Transaction Report
Form 4
Uni-PixelUNXL
THOMPSON MALCOLM
Director
Transactions
- Exercise/Conversion
Common Stock
2016-11-01+6,250→ 29,167 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-11-01−6,250→ 62,500 totalExercise: $0.00→ Common Stock (6,250 underlying)
Footnotes (3)
- [F1]6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. Thompson on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported.
- [F2]Includes 10,000 shares of restricted common stock that vested 1/3rd on July 31, 2016 and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively.
- [F3]The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.
Documents
Issuer
Uni-Pixel
CIK 0001171012
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001171012
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:04 PM ET
- Size
- 7.4 KB