4//SEC Filing
Uni-Pixel 4
Accession 0001209191-16-148144
CIK 0001171012operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 4:06 PM ET
Size
9.6 KB
Accession
0001209191-16-148144
Insider Transaction Report
Form 4
Uni-PixelUNXL
HAWTHORNE JEFFREY ALAN
Director
Transactions
- Tax Payment
Common Stock
2016-11-01$1.25/sh−6,263$7,829→ 285,554 total - Exercise/Conversion
Common Stock
2016-11-01+16,666→ 291,817 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-11-01−16,666→ 166,668 totalExercise: $0.00→ Common Stock (16,666 underlying)
Footnotes (5)
- [F1]16,666 Restricted Stock Units ("RSUs") issued in the grant to Mr. Hawthorne on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported.
- [F2]Includes 100,000 shares of restricted common stock that vested 50% on April 14, 2016 and the remaining 50% which will vest on April 14, 2017. Also includes 100,000 shares of restricted common stock that vested 1/3rd on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively.
- [F3]6,263 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
- [F4]The closing price of the Company's common stock on 11/1/2016.
- [F5]The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.
Documents
Issuer
Uni-Pixel
CIK 0001171012
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001171012
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 4:06 PM ET
- Size
- 9.6 KB