4//SEC Filing
GigPeak, Inc. 4
Accession 0001209191-16-148315
CIK 0001432150operating
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 9:05 PM ET
Size
21.1 KB
Accession
0001209191-16-148315
Insider Transaction Report
Form 4
Ma Darren
Vice President and CFO
Transactions
- Exercise/Conversion
Common Stock
2016-11-01+15,625→ 63,829 total - Tax Payment
Common Stock
2016-11-01$2.39/sh−5,872$14,034→ 57,957 total - Exercise/Conversion
Common Stock
2016-11-01+940→ 60,067 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-11-01−1,875→ 7,500 totalExercise: $0.00→ Common Stock (1,875 underlying) - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-11-01−940→ 0 totalExercise: $0.00→ Common Stock (940 underlying) - Exercise/Conversion
Common Stock
2016-11-01+1,875→ 59,832 total - Tax Payment
Common Stock
2016-11-01$2.39/sh−705$1,685→ 59,127 total - Tax Payment
Common Stock
2016-11-01$2.39/sh−354$846→ 59,713 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2016-11-01−15,625→ 125,000 totalExercise: $0.00→ Common Stock (15,625 underlying)
Footnotes (10)
- [F1]15,625 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 11/13/2014 vested on 11/1/2016 according to the vesting schedule previously reported.
- [F10]The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported.
- [F2]5,872 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
- [F3]The closing price of the Company's common stock on 11/1/2016.
- [F4]1,875 RSUs issued in the grant to Mr. Ma on 11/19/2015 vested on 11/1/2016 according to the vesting schedule previously reported.
- [F5]705 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
- [F6]940 RSUs issued in the grant to Mr. Ma on 1/5/2016 vested on 11/1/2016 according to the vesting schedule previously reported.
- [F7]354 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
- [F8]The RSUs vest as follows: 25% vested on November 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on February 1, 2016 and ending on February 1, 2019, as previously reported.
- [F9]The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.
Documents
Issuer
GigPeak, Inc.
CIK 0001432150
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001432150
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 9:05 PM ET
- Size
- 21.1 KB