GigPeak, Inc.·4

Nov 3, 9:05 PM ET

GigPeak, Inc. 4

4 · GigPeak, Inc. · Filed Nov 3, 2016

Insider Transaction Report

Form 4
Period: 2016-11-01
Ma Darren
Vice President and CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2016-11-01+15,62563,829 total
  • Tax Payment

    Common Stock

    2016-11-01$2.39/sh5,872$14,03457,957 total
  • Exercise/Conversion

    Common Stock

    2016-11-01+94060,067 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2016-11-011,8757,500 total
    Exercise: $0.00Common Stock (1,875 underlying)
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2016-11-019400 total
    Exercise: $0.00Common Stock (940 underlying)
  • Exercise/Conversion

    Common Stock

    2016-11-01+1,87559,832 total
  • Tax Payment

    Common Stock

    2016-11-01$2.39/sh705$1,68559,127 total
  • Tax Payment

    Common Stock

    2016-11-01$2.39/sh354$84659,713 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2016-11-0115,625125,000 total
    Exercise: $0.00Common Stock (15,625 underlying)
Footnotes (10)
  • [F1]15,625 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 11/13/2014 vested on 11/1/2016 according to the vesting schedule previously reported.
  • [F10]The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported.
  • [F2]5,872 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F3]The closing price of the Company's common stock on 11/1/2016.
  • [F4]1,875 RSUs issued in the grant to Mr. Ma on 11/19/2015 vested on 11/1/2016 according to the vesting schedule previously reported.
  • [F5]705 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F6]940 RSUs issued in the grant to Mr. Ma on 1/5/2016 vested on 11/1/2016 according to the vesting schedule previously reported.
  • [F7]354 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F8]The RSUs vest as follows: 25% vested on November 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on February 1, 2016 and ending on February 1, 2019, as previously reported.
  • [F9]The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION