QUANTENNA COMMUNICATIONS INC 4
4 · QUANTENNA COMMUNICATIONS INC · Filed Nov 4, 2016
Insider Transaction Report
Form 4
Scull John
Director
Transactions
- Conversion
Common Stock
2016-11-02+791,530→ 791,530 total(indirect: See footnote) - Conversion
Common Stock
2016-11-02+739,836→ 1,531,366 total(indirect: See footnote) - Conversion
Common Stock
2016-11-02+341,164→ 2,307,384 total(indirect: See footnote) - Conversion
Series D Preferred Stock
2016-11-02−739,836→ 0 total(indirect: See footnote)→ Common Stock (739,836 underlying) - Conversion
Series E Preferred Stock
2016-11-02−434,854→ 0 total(indirect: See footnote)→ Common Stock (434,854 underlying) - Conversion
Series F-1 Preferred Stock
2016-11-02−341,164→ 0 total(indirect: See footnote)→ Common Stock (341,164 underlying) - Conversion
Common Stock
2016-11-02+434,854→ 1,966,220 total(indirect: See footnote) - Conversion
Series C Preferred Stock
2016-11-02−400,000→ 0 total(indirect: See footnote)→ Common Stock (791,530 underlying)
Footnotes (5)
- [F1]The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F2]Shares held by Southern Cross Venture Partners Management Pty Ltd as trustee for Southern Cross Fund No 1 Trust. Southern Cross Venture Partners Pty Ltd is the Manager of Southern Cross Fund No 1 Trust. The managing members of Southern Cross Venture Partners Pty Ltd are John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee. John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee own 100% of the outstanding ordinary shares of Southern Cross Venture Partners Pty Ltd. John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee are the directors of Southern Cross Venture Partners Pty Ltd and share voting and investment power with respect to the shares held by Southern Cross Venture Partners Management Pty Ltd as trustee for Southern Cross Fund No 1 Trust.
- [F3]The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F4]The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F5]The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.