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4//SEC Filing

QUANTENNA COMMUNICATIONS INC 4

Accession 0001209191-16-148506

CIK 0001370702operating

Filed

Nov 3, 8:00 PM ET

Accepted

Nov 4, 7:52 PM ET

Size

20.9 KB

Accession

0001209191-16-148506

Insider Transaction Report

Form 4
Period: 2016-11-02
Scull John
Director
Transactions
  • Conversion

    Common Stock

    2016-11-02+791,530791,530 total(indirect: See footnote)
  • Conversion

    Common Stock

    2016-11-02+739,8361,531,366 total(indirect: See footnote)
  • Conversion

    Common Stock

    2016-11-02+341,1642,307,384 total(indirect: See footnote)
  • Conversion

    Series D Preferred Stock

    2016-11-02739,8360 total(indirect: See footnote)
    Common Stock (739,836 underlying)
  • Conversion

    Series E Preferred Stock

    2016-11-02434,8540 total(indirect: See footnote)
    Common Stock (434,854 underlying)
  • Conversion

    Series F-1 Preferred Stock

    2016-11-02341,1640 total(indirect: See footnote)
    Common Stock (341,164 underlying)
  • Conversion

    Common Stock

    2016-11-02+434,8541,966,220 total(indirect: See footnote)
  • Conversion

    Series C Preferred Stock

    2016-11-02400,0000 total(indirect: See footnote)
    Common Stock (791,530 underlying)
Footnotes (5)
  • [F1]The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F2]Shares held by Southern Cross Venture Partners Management Pty Ltd as trustee for Southern Cross Fund No 1 Trust. Southern Cross Venture Partners Pty Ltd is the Manager of Southern Cross Fund No 1 Trust. The managing members of Southern Cross Venture Partners Pty Ltd are John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee. John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee own 100% of the outstanding ordinary shares of Southern Cross Venture Partners Pty Ltd. John Scull, Robert Christiansen, Mark Bonnar, Gareth Dando and William Bartee are the directors of Southern Cross Venture Partners Pty Ltd and share voting and investment power with respect to the shares held by Southern Cross Venture Partners Management Pty Ltd as trustee for Southern Cross Fund No 1 Trust.
  • [F3]The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F4]The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  • [F5]The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Issuer

QUANTENNA COMMUNICATIONS INC

CIK 0001370702

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001370702

Filing Metadata

Form type
4
Filed
Nov 3, 8:00 PM ET
Accepted
Nov 4, 7:52 PM ET
Size
20.9 KB