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4//SEC Filing

Nielsen Holdings plc 4

Accession 0001209191-16-148563

CIK 0001492633operating

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 2:45 PM ET

Size

17.9 KB

Accession

0001209191-16-148563

Insider Transaction Report

Form 4
Period: 2016-11-03
KASH ARVIN
Vice Chairman
Transactions
  • Exercise/Conversion

    Options to Purchase Common Stock (right to buy)

    2016-11-0395,0000 total
    Exercise: $27.98Exp: 2019-07-26Common Stock (95,000 underlying)
  • Exercise/Conversion

    Common Stock

    2016-11-03$36.56/sh+4,500$164,52047,376.44 total
  • Exercise/Conversion

    Common Stock

    2016-11-03$27.98/sh+95,000$2,658,100151,024.44 total
  • Sale

    Common Stock

    2016-11-03$43.96/sh120,196$5,283,81630,828.44 total
  • Exercise/Conversion

    Common Stock

    2016-11-03$30.19/sh+8,648$261,08356,024.44 total
  • Exercise/Conversion

    Options to Purchase Common Stock (right to buy)

    2016-11-034,5004,500 total
    Exercise: $36.56Exp: 2020-09-25Common Stock (4,500 underlying)
  • Exercise/Conversion

    Options to Purchase Common Stock (right to buy)

    2016-11-038,6480 total
    Exercise: $30.19Exp: 2018-05-11Common Stock (8,648 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    37,104
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.69 to $44.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F2]These securities are held by a trust for the benefit of the Reporting Person's daughter over which the Reporting Person may have investment discretion. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.
  • [F3]Represents options to purchase shares of common stock of the Issuer, of which 13,500 vested. The remaining 4,500 options will vest on September 25, 2017.
  • [F4]These options to purchase shares of common stock are currently vested and exercisable.

Issuer

Nielsen Holdings plc

CIK 0001492633

Entity typeoperating
IncorporatedUnited Kingdom

Related Parties

1
  • filerCIK 0001492633

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 2:45 PM ET
Size
17.9 KB