RMCP GP LLC 3
3 · Yuma Energy, Inc. · Filed Nov 7, 2016
Insider Transaction Report
Form 3
MESDAG WILLEM
10% Owner
Holdings
- 2,525,052(indirect: See Footnote and Remarks below.)
Common Stock
- (indirect: See Footnote and Remarks below.)
Series D Convertible Preferred Stock
Exercise: $11.07→ Common Stock (1,743,313 underlying)
Footnotes (3)
- [F1]These shares are held directly by RMCP PIV DPC, L.P. ("DPC PIV").
- [F2]The Series D Convertible Preferred Stock is convertible into shares of Common Stock at the option of the holder at any time or upon certain mandatory triggering events and has no expiration date.
- [F3]These shares are held directly by RMCP PIV DPC II, L.P. ("DPC PIV II").