Bank of New York Mellon Corp 4

4 · Bank of New York Mellon Corp · Filed Nov 14, 2016

Insider Transaction Report

Form 4

Period: 2016-11-10

Bank of New York Mellon CorpBK

Peetz Karen B

Sr. Executive Vice President

Transactions

Sale
Common Stock
2016-11-10$46.18/sh−32,580$1,504,564→ 157,011.04 total
Sale
Common Stock
2016-11-10$46.14/sh−52,102$2,403,866→ 157,011.04 total
Exercise/Conversion
Common Stock
2016-11-10$42.83/sh+24,198$1,036,400→ 181,209.04 total
Sale
Common Stock
2016-11-10$46.31/sh−24,198$1,120,520→ 157,011.04 total
Exercise/Conversion
Common Stock
2016-11-10$44.59/sh+8,964$399,705→ 165,975.04 total
Sale
Common Stock
2016-11-10$46.11/sh−8,964$413,306→ 157,011.04 total
Exercise/Conversion
Common Stock
2016-11-10$42.31/sh+109,412$4,629,222→ 266,423.04 total
Sale
Common Stock
2016-11-10$45.97/sh−109,412$5,030,107→ 157,011.04 total
Exercise/Conversion
Common Stock
2016-11-10$34.63/sh+17,609$609,800→ 174,620.04 total
Sale
Common Stock
2016-11-10$46.27/sh−17,609$814,827→ 157,011.04 total
Exercise/Conversion
02/23/2012 Stock Options
2016-11-10−32,580→ 0 total
Exercise: $22.03From: 2013-02-23Exp: 2022-02-22→ Common Stock (32,580 underlying)
Exercise/Conversion
03/13/2007 Stock Options
2016-11-10−52,102→ 0 total
Exercise: $40.40From: 2008-03-13Exp: 2017-03-13→ Common Stock (52,102 underlying)
Exercise/Conversion
04/02/2007 Stock Options
2016-11-10−24,198→ 0 total
Exercise: $42.83From: 2008-04-02Exp: 2017-04-02→ Common Stock (24,198 underlying)
Exercise/Conversion
07/23/2007 Stock Options
2016-11-10−8,964→ 0 total
Exercise: $44.59From: 2008-07-23Exp: 2017-07-23→ Common Stock (8,964 underlying)
Exercise/Conversion
03/10/2008 Stock Options
2016-11-10−109,412→ 0 total
Exercise: $42.31From: 2009-03-10Exp: 2018-03-10→ Common Stock (109,412 underlying)
Exercise/Conversion
07/21/2008 Stock Options
2016-11-10−17,609→ 0 total
Exercise: $34.63From: 2009-07-21Exp: 2018-07-21→ Common Stock (17,609 underlying)
Exercise/Conversion
Common Stock
2016-11-10$22.03/sh+32,580$717,737→ 189,591.04 total
Exercise/Conversion
Common Stock
2016-11-10$40.40/sh+52,102$2,104,921→ 209,113.04 total

Footnotes (8)

[F1]Represents the weighted average price of shares sold with actual prices ranging from $45.875 to $46.525. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
[F2]Represents the weighted average price of shares sold with actual prices ranging from $45.765 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
[F3]Represents the weighted average price of shares sold with actual prices ranging from $46.1401 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
[F4]Represents the weighted average price of shares sold with actual prices ranging from $45.79 to $46.44. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
[F5]Represents the weighted average price of shares sold with actual prices ranging from $45.705 to $46.485. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
[F6]Represents the weighted average price of shares sold with actual prices ranging from $46.145 to $46.495. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
[F7]Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.
[F8]Not Applicable.

Documents

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doc4.xmlPrimary
FORM 4 SUBMISSION