NanoString Technologies Inc 4
4 · NanoString Technologies Inc · Filed Nov 14, 2016
Insider Transaction Report
Form 4
JOHNSON JAMES A
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2016-11-11$5.12/sh+4,391$22,482→ 9,480 total - Sale
Common Stock
2016-11-11$22.60/sh−4,391$99,237→ 5,089 total - Sale
Common Stock
2016-11-10$22.46/sh−4,143$93,052→ 6,555 total - Exercise/Conversion
Stock Option (right to buy)
2016-11-10−5,609→ 77,359 totalExercise: $5.12Exp: 2022-10-15→ Common Stock (5,609 underlying) - Exercise/Conversion
Common Stock
2016-11-10$5.12/sh+5,609$28,718→ 10,698 total - Sale
Common Stock
2016-11-10$22.76/sh−1,466$33,366→ 5,089 total - Exercise/Conversion
Stock Option (right to buy)
2016-11-11−4,391→ 72,968 totalExercise: $5.12Exp: 2022-10-15→ Common Stock (4,391 underlying)
Footnotes (5)
- [F1]The sales reported by Mr. Johnson were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2016.
- [F2]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $21.71 to $22.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.72 to $22.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F4]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F5]This option is subject to an early exercise provision and is immediately exercisable. 25% of the shares subject to the Option vest on the one-year anniversary of October 1, 2012 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement.