Triumph Bancorp, Inc. 4

4 · Triumph Bancorp, Inc. · Filed Nov 16, 2016

Form 4

Period: 2016-11-16

Director

Transactions

Other
Common Stock
2016-11-16+370→ 32,612 total(indirect: By JTHT Enterprises, Ltd.)

Holdings

Footnotes (5)

[F1]Shares were distributed to JTHT Enterprises, Ltd. as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14A filed with the Securities and Exchange Commission on April 1, 2016.
[F2]Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
[F3]Consists of (i) 40,299 shares of common stock beneficially owned by reporting person and (ii) 988 shares of restricted stock of the reporting person subject to future time vesting requirements.
[F4]By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares.
[F5]Consists of (i) 200 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 100 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares.

Documents

1 file