4//SEC Filing
EnSync, Inc. 4
Accession 0001209191-16-150650
CIK 0001140310operating
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 5:56 PM ET
Size
9.8 KB
Accession
0001209191-16-150650
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
Birnbaum Manfred E
Director
Transactions
- Award
Restricted Stock Units
2016-11-14+72,727→ 72,727 totalExercise: $0.00→ Common Stock (72,727 underlying) - Exercise/Conversion
Common Stock
2016-11-14+18,182→ 377,587 total - Exercise/Conversion
Restricted Stock Units
2016-11-14−18,182→ 54,545 totalExercise: $0.00→ Common Stock (18,182 underlying)
Footnotes (4)
- [F1]Represents shares acquired upon vesting of a restricted stock unit award.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units that become earned and vested are payable at the earlier of (i) vesting and (ii) the date of a change in control.
- [F3]Represents a restricted stock unit award granted pursuant to the Company's director compensation policy.
- [F4]The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017, respectively.
Documents
Issuer
EnSync, Inc.
CIK 0001140310
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001140310
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 5:56 PM ET
- Size
- 9.8 KB