UWHARRIE CAPITAL CORP 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 23, 2016
Insider Transaction Report
Form 4
Leder Samuel M
Director
Transactions
- Other
Common Stock (Held jointly with Spouse)
2016-11-23+5→ 256 total - Other
Common Stock (See Footnote 1)
2016-11-23+29→ 1,514 total - Other
Common Stock (Held by Self as Custodian for Son)
2016-11-23+2→ 127 total(indirect: By Self As Custodian for Son)
Footnotes (3)
- [F1]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Samuel M. Leder
- [F2]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016.