UWHARRIE CAPITAL CORP 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 23, 2016
Insider Transaction Report
Form 4
Bowers Nadine B
Director
Transactions
- Other
Common Stock (See Footnote 5)
2016-11-23+141→ 7,229 total(indirect: By Spouse) - Other
Common Stock (See Footnote 3)
2016-11-23+265→ 13,519 total - Other
Common Stock (Held by Spouse)
2016-11-23+72→ 3,701 total(indirect: By Spouse) - Other
Common Stock (See Footnote 4)
2016-11-23+42→ 2,184 total - Other
Common Stock (Held by Self)
2016-11-23+140→ 7,176 total
Footnotes (5)
- [F1]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016.
- [F3]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Nadine B. Bowers
- [F4]Held by Cede & Co., Depository for Pershing LLC Custodian FBO Nadine B. Bowers - IRA
- [F5]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Allen H. Bowers