Home/Filings/4/0001209191-16-151876
4//SEC Filing

UWHARRIE CAPITAL CORP 4

Accession 0001209191-16-151876

$UWHRCIK 0000898171operating

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 12:10 PM ET

Size

15.1 KB

Accession

0001209191-16-151876

Insider Transaction Report

Form 4
Period: 2016-11-23
Transactions
  • Other

    Common Stock (See Footnote 5)

    2016-11-23+1417,229 total(indirect: By Spouse)
  • Other

    Common Stock (See Footnote 3)

    2016-11-23+26513,519 total
  • Other

    Common Stock (Held by Spouse)

    2016-11-23+723,701 total(indirect: By Spouse)
  • Other

    Common Stock (See Footnote 4)

    2016-11-23+422,184 total
  • Other

    Common Stock (Held by Self)

    2016-11-23+1407,176 total
Footnotes (5)
  • [F1]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
  • [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016.
  • [F3]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Nadine B. Bowers
  • [F4]Held by Cede & Co., Depository for Pershing LLC Custodian FBO Nadine B. Bowers - IRA
  • [F5]Held by Cede & Co., Depository for Pershing LLC Safekeeper for Allen H. Bowers

Issuer

UWHARRIE CAPITAL CORP

CIK 0000898171

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0000898171

Filing Metadata

Form type
4
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 12:10 PM ET
Size
15.1 KB