UWHARRIE CAPITAL CORP 4
4 · UWHARRIE CAPITAL CORP · Filed Nov 23, 2016
Insider Transaction Report
Form 4
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
- Other
Common Stock (See Footnote 1)
2016-11-23+258→ 13,171 total - Other
Common Stock (Held jointly with Spouse)
2016-11-23+22→ 1,156 total
Footnotes (3)
- [F1]Held by Cede & Co., Depository for IRA FBO Brendan P. Duffey Pershing LLC As Custodian
- [F2]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2016 as of Record Date 11-09-2016.