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4//SEC Filing

Northern Power Systems Corp. 4

Accession 0001209191-16-152172

CIK 0001605997operating
View on SEC.govCompany Profile

Filed

Nov 27, 7:00 PM ET

Accepted

Nov 28, 4:09 PM ET

Size

5.6 KB

Accession

0001209191-16-152172

Insider Transaction Report

Form 4
Period: 2016-11-28
Northern Power Systems Corp.NPS
HOKIN RICHARD N
Director
Transactions
  • Award

    Common Shares

    2016-11-28+30,000→ 303,883 total
Holdings

  • Common Shares

    (indirect: By LLC)
    1,870,260
Footnotes (2)
  • [F1]Annual grant of restricted common shares under the Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. The shares are fully vested as of the grant date.
  • [F2]Shares are held directly by CWE LLC. Mr. Hokin is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Mr. Hokin disclaims beneficial ownership of the shares held by CWE LLC.

Documents

1 file

Issuer

Northern Power Systems Corp.

CIK 0001605997

→
Entity typeoperating
IncorporatedBritish Columbia, Canada

Related Parties

1
  • filerCIK 0001605997

Filing Metadata

Form type
4
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 4:09 PM ET
Size
5.6 KB
View on SEC.gov