4/A//SEC Filing
Pendrell Corp 4/A
Accession 0001209191-16-152799
CIK 0001359555operating
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 7:30 PM ET
Size
14.7 KB
Accession
0001209191-16-152799
Insider Transaction Report
Form 4/AAmended
MIKLES LEE E
Director
Transactions
- Sale
Class A Common Stock
2016-11-25$6.42/sh−5,000$32,114→ 2,000 total(indirect: By Trust) - Sale
Class A Common Stock
2016-11-28$6.39/sh−2,000$12,780→ 0 total(indirect: By Trust) - Sale
Class A Common Stock
2016-11-23$6.40/sh−5,500$35,214→ 7,000 total(indirect: By Trust)
Holdings
- 8,610(indirect: By Trust)
Class A Common Stock
- 100(indirect: By custodial account for the benefit of son)
Clsas A Common Stock
- 1,000(indirect: By Trust)
Class A Common Stock
- 111,257
Class A Common Stock
- 12,579(indirect: By Spouse)
Class A Common Stock
Footnotes (8)
- [F1]The transaction was inadvertently reported on Form 4 filed on November 28, 2016 as a sale of shares from the reporting person's direct holdings rather than from the Lee E. Mikles Revocable Trust.
- [F2]In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 125,000 pre-split shares of Class A Common Stock (rather than 161,100 shares) should have been attributed to Mr. Mikles' revocable trust. Ownership of an additional 36,100 pre-split shares of Class A Common Stock should have been attributed to the trust for the benefit of Mr. Mikles' children.
- [F3]Represents the weighted average sales price. The highest price at which shares were sold was $6.45212 and the lowest price at which shares were sold was $6.375703. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
- [F4]Represents the weighted average sales price. The highest price at which shares were sold was $6.435187 and the lowest price at which shares were sold was $6.40387. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
- [F5]Represents the weighted average sales price. The highest price at which shares were sold was $6.4262 and the lowest price at which shares were sold was $6.354. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
- [F6]Includes 7,941 shares of Class A Common Stock held in the reporting person's individual retirement account.
- [F7]Includes 230 shares of Class A Common Stock held in the individual retirement account of the reporting person's spouse.
- [F8]In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 86,100 pre-split shares of Class A Common Stock (rather than 50,000 shares) should have been attributed to the trust for the benefit of Mr. Mikles' children. Ownership of 36,100 pre-split shares of Class A Common Stock was inadvertently attributed to Mr. Mikles' revocable trust.
Documents
Issuer
Pendrell Corp
CIK 0001359555
Entity typeoperating
IncorporatedWA
Related Parties
1- filerCIK 0001359555
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 7:30 PM ET
- Size
- 14.7 KB