4//SEC Filing
Fidelity & Guaranty Life 4
Accession 0001209191-16-155113
CIK 0001585064operating
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 2:45 PM ET
Size
11.5 KB
Accession
0001209191-16-155113
Insider Transaction Report
Form 4
Fleming Christopher
SVP, Operations & Technology
Transactions
- Tax Payment
Common Stock
2016-12-12$24.00/sh−667$16,008→ 7,188 total
Holdings
- 3,528
Stock Option (right to buy)
Exercise: $24.87Exp: 2021-12-01→ Common Stock (3,528 underlying) - 3,483
Stock Option (right to buy)
Exercise: $38.14Exp: 2018-11-02→ Common Stock - 3,312
Stock Option (right to buy)
Exercise: $49.45Exp: 2019-12-31→ Common Stock - 5,454
Stock Option (right to buy)
Exercise: $17.00Exp: 2020-12-12→ Common Stock (5,454 underlying)
Footnotes (6)
- [F1]Represents the withholding by the Issuer of restricted stock to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock, which has been approved pursuant to the requirements of Rule 16b-3.
- [F2]Includes restricted stock.
- [F3]The option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued employment through such date.
- [F4]The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class A Common Stock of F&G Subsidiary, over the exercise price of the option. It is expected that the fair market value of a share of Class A Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 3,483 shares on November 2, 2012, 3,484 shares on November 2, 2013, and 3,483 shares on November 2, 2014.
- [F5]The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class B Common Stock of F&G Subsidiary, over the exercise price of the option. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 1,656 shares on December 31, 2013, 1,656 shares on December 31, 2014, and 1,656 shares on December 31, 2015.
- [F6]The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued employment through such date.
Documents
Issuer
Fidelity & Guaranty Life
CIK 0001585064
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001585064
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 2:45 PM ET
- Size
- 11.5 KB