CACHET FINANCIAL SOLUTIONS, INC.·4

Dec 16, 11:59 AM ET

CACHET FINANCIAL SOLUTIONS, INC. 4

4 · CACHET FINANCIAL SOLUTIONS, INC. · Filed Dec 16, 2016

Insider Transaction Report

Form 4
Period: 2016-12-07
Transactions
  • Award

    Warrant to Purchase Common Stock

    2016-12-05$5.55/sh+42,674$236,84142,674 total
    Exercise: $5.55From: 2016-12-05Exp: 2021-12-05Common Stock (42,674 underlying)
  • Award

    Warrant to Purchase Common Stock

    2016-12-12$5.55/sh+9,388$52,1039,388 total
    Exercise: $5.55From: 2016-12-12Exp: 2021-12-12Common Stock (9,388 underlying)
  • Award

    Warrant to Purchase Common Stock

    2016-12-07$4.94/sh+8,334$41,1708,334 total
    Exercise: $4.94From: 2016-12-07Exp: 2021-12-07Common Stock (8,334 underlying)
Footnotes (2)
  • [F1]Pursuant to a Note Payable agreement, dated February 11, 2016, amended March 29, 2016, and July 27, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.
  • [F2]Issued pursuant to a securities purchase agreement. The exercise price of the warrants is the lower of $5.55 and 80% of the per share price of the Issuer's common stock in the Issuer's next underwritten public offering.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION