Home/Filings/4/0001209191-16-155910
4//SEC Filing

REX ENERGY CORP 4

Accession 0001209191-16-155910

CIK 0001397516operating

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 4:26 PM ET

Size

12.1 KB

Accession

0001209191-16-155910

Insider Transaction Report

Form 4
Period: 2016-12-15
SHANER LANCE T
DirectorChairman10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2016-12-15+67975.468 total
  • Disposition to Issuer

    Common Stock

    2016-12-1567974,789 total
  • Exercise/Conversion

    Phantom Stock

    2016-12-15$0.52/sh679$35333,427 total
    From: 2016-12-15Exp: 2016-12-15Common Stock (679 underlying)
Holdings
  • Common Stock

    (indirect: By Foundation)
    426,338
  • Common Stock

    (indirect: Shaner Family Partners L.P.)
    487,428
  • Common Stock

    (indirect: By Trust)
    199,996
  • Common Stock

    (indirect: Shaner Capital L.P.)
    375,000
Footnotes (2)
  • [F1]This filing represents the deemed conversion of phantom stock into cash. On December 15, 2016, the reporting person had an award of phantom stock that vested in accordance with the provisions in a grant made on December 15, 2013. Each share of phantom stock was the economic equivalent of one share of REXX common stock. The phantom shares were settled in cash based on the market closing price on December 14, 2016. No shares were actually issued, converted, or sold in connection with this transaction.
  • [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or any other purpose.

Issuer

REX ENERGY CORP

CIK 0001397516

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001397516

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:26 PM ET
Size
12.1 KB