Northern Power Systems Corp. 4
4 · Northern Power Systems Corp. · Filed Dec 19, 2016
Insider Transaction Report
Form 4
HOKIN RICHARD N
Director
Transactions
- Purchase
Common Shares
2016-12-15$0.25/sh+31,000$7,750→ 364,883 total
Holdings
- 1,870,260(indirect: By LLC)
Common Shares
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2481 to $0.2730, inclusive. The reporting person undertakes to provide to Northern Power Systems Corp., any security holder of Northern Power Systems Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this Form 4.
- [F2]Price reported is in Canadian dollars.
- [F3]Shares are held directly by CWE LLC. Mr. Hokin is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Mr. Hokin disclaims beneficial ownership of the shares held by CWE LLC.