4//SEC Filing
TUBEMOGUL INC 4
Accession 0001209191-16-156381
CIK 0001449278operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 7:06 PM ET
Size
36.9 KB
Accession
0001209191-16-156381
Insider Transaction Report
Form 4
TUBEMOGUL INCTUBE
TVL Management CORP
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick)
Trinity X Entrepreneurs' Fund, L.P.
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.)
ORR LAWRENCE K
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust)
Tai Augustus O
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust)
Wang Fred
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.)
Scholnick Dan
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust)
Trinity TVL X, LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust)
Trinity X Side-By-Side Fund, L.P.
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)
Fenton Noel J
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−42,392$593,488→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−8,539$119,546→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,383,749$61,372,486→ 0 total(indirect: By Trinity Ventures X, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−6,496$90,944→ 0 total(indirect: By Daniel Scholnick) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,776$136,864→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,941$27,174→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−1,936$27,104→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,824$347,536→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,603$176,442→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−2,748$38,472→ 0 total(indirect: By TVL Management Corporation)
Footnotes (10)
- [F1]Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
- [F10]The shares were held by Trinity TVL Management Corporation.
- [F2]Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.
- [F3]Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.
- [F4]The shares were held by Daniel Scholnick.
- [F5]The shares were held by the Fenton Family 1994 Trust (the "Fenton Family Trust"). Mr. Fenton is a trustee of the Fenton Family Trust. Mr. Fenton disclaims beneficial ownership of the shares held by the Fenton Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F6]The shares were held by the Lederer-Orr Family Trust (the "Lederer-Orr Family Trust"). Mr. Orr is a trustee of the Lederer-Orr Family Trust. Mr. Orr disclaims beneficial ownership of the shares held by the Lederer-Orr Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F7]The shares were held by the Tai Family Trust (the "Tai Family Trust"). Mr. Tai is a trustee of the Tai Family Trust. Mr. Tai disclaims beneficial ownership of the shares held by the Tai Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F8]The shares were held by the Wang Family Trust (the "Wang Family Trust"). Mr. Wang is a trustee of the Wang Family Trust. Mr. Wang disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F9]The shares were held by the Mehandru Nguyen Revocable Trust Dated October 30, 2015 (the "Mehandru Nguyen Trust"). Mr. Mehandru is a trustee of the Mehandru Nguyen Trust. Mr. Mehandru disclaims beneficial ownership of the shares held by the Mehandru Nguyen Trust except to the extent of his proportionate pecuniary interest therein.
Documents
Issuer
TUBEMOGUL INC
CIK 0001449278
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001449278
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 7:06 PM ET
- Size
- 36.9 KB