CU Bancorp 4
4 · CU Bancorp · Filed Dec 23, 2016
Insider Transaction Report
Form 4
CU BancorpCUNB
Wolman Anita
EVP and General Counsel
Transactions
- Tax Payment
Common Stock
2016-12-13$32.80/sh−961$31,521→ 66,082 total - Tax Payment
Common Stock
2016-12-18$32.85/sh−546$17,936→ 65,536 total
Holdings
- 5,200(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]The Reporting Person is reporting this transaction late due to administrative error.
- [F2]The Reporting Person is reporting the withholding by CU Bancorp of 961 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 2,168 shares of restricted stock to the Reporting Person on December 13, 2016, in accordance with the vesting schedule set forth in the restricted stock grant.
- [F3]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- [F4]The Reporting Person is reporting the withholding by CU Bancorp of 546 shares of common stock to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of 1,233 shares of restricted stock to the Reporting Person on December 18, 2016, in accordance with the vesting schedule set forth in the restricted stock grant.