Home/Filings/4/0001209191-16-156711
4//SEC Filing

CU Bancorp 4

Accession 0001209191-16-156711

CIK 0001543643operating

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 7:51 PM ET

Size

8.1 KB

Accession

0001209191-16-156711

Insider Transaction Report

Form 4
Period: 2016-12-13
Wolman Anita
EVP and General Counsel
Transactions
  • Tax Payment

    Common Stock

    2016-12-13$32.80/sh961$31,52166,082 total
  • Tax Payment

    Common Stock

    2016-12-18$32.85/sh546$17,93665,536 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    5,200
Footnotes (4)
  • [F1]The Reporting Person is reporting this transaction late due to administrative error.
  • [F2]The Reporting Person is reporting the withholding by CU Bancorp of 961 shares of common stock to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of 2,168 shares of restricted stock to the Reporting Person on December 13, 2016, in accordance with the vesting schedule set forth in the restricted stock grant.
  • [F3]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
  • [F4]The Reporting Person is reporting the withholding by CU Bancorp of 546 shares of common stock to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of 1,233 shares of restricted stock to the Reporting Person on December 18, 2016, in accordance with the vesting schedule set forth in the restricted stock grant.

Issuer

CU Bancorp

CIK 0001543643

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001543643

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 7:51 PM ET
Size
8.1 KB