4//SEC Filing
GREENBRIER COMPANIES INC 4
Accession 0001209191-17-000056
$GBXCIK 0000923120operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 1:15 PM ET
Size
12.4 KB
Accession
0001209191-17-000056
Insider Transaction Report
Form 4
SHARP JAMES T
Pres Greenbrier Leasing Co
Transactions
- Exercise/Conversion
Common stock - GBX
2016-12-31+3,775→ 10,592 total(indirect: By Trust) - Tax Payment
Common stock - GBX
2016-12-31$41.55/sh−2,752$114,346→ 4,142 total - Exercise/Conversion
Restricted Stock Units
2016-12-31−10,669→ 0 total→ Common Stock (10,669 underlying) - Exercise/Conversion
Common stock - GBX
2016-12-31+6,894→ 6,894 total
Footnotes (4)
- [F1]Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016 (the "Separation Agreement"), 1,568 and 4,333 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on December 31, 2016. Pursuant to the terms of the Separation Agreement, 4,768 performance-based restricted stock units granted on May 22, 2015 vested at target levels with a pro-rata number of shares issued to the Reporting Person based on the 22-month period of the performance period during which the Reporting Person remained employed. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan.
- [F2]Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award.
- [F3]Each RSU represents a contingent right to receive one share of GBX common stock.
- [F4]Pursuant to the terms of the Restricted Stock Unit Award Agreements dated May 5, 2014, May 22, 2015 and the terms of the Separation and Consulting Agreement dated May 10, 2016 (the "Separation Agreement"), 1,568 and 4,333 time-based vesting restricted stock units, respectively, vested upon retirement of the Reporting Person on December 31, 2016. Pursuant to the terms of the Separation Agreement, 4,768 performance-based restricted stock units granted on May 22, 2015 vested at target levels with a pro-rata number of shares issued to the Reporting Person based on the 22-month period of the performance period during which the Reporting Person remained employed. Receipt of 3,775 of these common shares were deferred by the Reporting Person pursuant to the Issuer's Nonqualified Deferred Compensation Plan.
Documents
Issuer
GREENBRIER COMPANIES INC
CIK 0000923120
Entity typeoperating
IncorporatedOR
Related Parties
1- filerCIK 0000923120
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 1:15 PM ET
- Size
- 12.4 KB