NASDAQ, INC. 4
4 · NASDAQ, INC. · Filed Jan 4, 2017
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
SWANSTROM STACIE
EXECUTIVE VICE PRESIDENT
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2016-12-31$66.68/sh−1,547$103,154→ 13,056 total
Holdings
- 2,833
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (2,833 underlying) - 1,012
Employee Stock Option (Right to Buy)
Exercise: $20.04Exp: 2017-08-03→ Common Stock (1,012 underlying)
Footnotes (3)
- [F1]Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- [F2]Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 7,064 shares underlying PSUs, of which 2,572 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable.