FIRST DATA CORP 4
4 · FIRST DATA CORP · Filed Jan 4, 2017
Insider Transaction Report
Form 4
PLUMERI JOSEPH J
Director
Transactions
- Tax Payment
Class B Common Stock
2017-01-01$14.19/sh−179,805$2,551,433→ 890,001 total→ Class A Common Stock (179,805 underlying)
Holdings
- 250,000(indirect: See footnote)
Class B Common Stock
→ Class A Common Stock (250,000 underlying)
Footnotes (4)
- [F1]Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events.
- [F2]Represents shares withheld to pay tax obligations in connection with vesting of restricted stock.
- [F3]Includes 102,502 shares of restricted Class B common stock.
- [F4]Held by the Joseph J. Plumeri II 2016 Grantor Retained Annuity Trust.