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4//SEC Filing

Cobalt International Energy, Inc. 4

Accession 0001209191-17-001494

CIK 0001471261operating

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 7:16 PM ET

Size

7.4 KB

Accession

0001209191-17-001494

Insider Transaction Report

Form 4
Period: 2016-12-30
Farnsworth James W.
Chief Exploration Officer
Transactions
  • Sale

    Common Stock

    2016-12-30$1.24/sh21,545$26,7161,570,272 total
Holdings
  • Common Stock

    (indirect: See footnote)
    3,000
  • Common Stock

    (indirect: See footnote)
    250,000
Footnotes (4)
  • [F1]Represent shares sold pursuant to a 10b5-1 Plan to cover taxes in connection with the vesting of certain restricted stock awards.
  • [F2]The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $1.23 to 1.26, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.
  • [F3]These shares of Common Stock are directly owned by a limited partnership, of which the reporting person is the sole general partner. The reporting person owns 0.1% of the limited partnership interests in the limited partnership and the remaining limited partnership interests are held by certain trusts for the benefit of the reporting person's adult children. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F4]These shares of Common Stock are directly held by the reporting person's spouse.

Issuer

Cobalt International Energy, Inc.

CIK 0001471261

Entity typeoperating

Related Parties

1
  • filerCIK 0001471261

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 7:16 PM ET
Size
7.4 KB