4//SEC Filing
CHART INDUSTRIES INC 4
Accession 0001209191-17-002352
$GTLSCIK 0000892553operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:30 PM ET
Size
19.2 KB
Accession
0001209191-17-002352
Insider Transaction Report
Form 4
Webster Kenneth J
CAO and Controller
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2017-01-04$38.14/sh−330$12,586→ 19,191 total
Holdings
- 3,950
Stock Option (Right to Buy)
Exercise: $34.27Exp: 2025-01-02→ Common Stock (3,950 underlying) - 965
Stock Option (Right to Buy)
Exercise: $17.03Exp: 2020-01-04→ Common Stock (965 underlying) - 1,520
Stock Option (Right to Buy)
Exercise: $55.93Exp: 2022-01-03→ Common Stock (1,520 underlying) - 1,310
Stock Option (Right to Buy)
Exercise: $68.21Exp: 2023-01-02→ Common Stock (1,310 underlying) - 1,200
Stock Option (Right to Buy)
Exercise: $93.34Exp: 2024-01-02→ Common Stock (1,200 underlying) - 12,900
Stock Option (Right to Buy)
Exercise: $36.93Exp: 2027-01-03→ Common Stock (12,900 underlying) - 2,590
Stock Option (Right to Buy)
Exercise: $36.45Exp: 2021-01-03→ Common Stock (2,590 underlying) - 8,690
Stock Option (Right to Buy)
Exercise: $17.72Exp: 2026-01-04→ Common Stock (8,690 underlying)
Footnotes (11)
- [F1]The reporting person surrendered 330 shares upon the vesting of 863 restricted share units, which is one-third (1/3) of the reporting person's January 4, 2016 restricted share unit award, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
- [F10]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F11]These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F2]3,850, 3,900, 1,727 and 387 and shares of the total amount beneficially owned were granted on January 3, 2017, April 15, 2016, January 4, 2016 and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- [F3]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F4]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F5]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F6]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F7]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F8]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F9]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
Documents
Issuer
CHART INDUSTRIES INC
CIK 0000892553
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000892553
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 6:30 PM ET
- Size
- 19.2 KB