4//SEC Filing
Immune Design Corp. 4
Accession 0001209191-17-002807
CIK 0001437786operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 9:36 PM ET
Size
10.0 KB
Accession
0001209191-17-002807
Insider Transaction Report
Form 4
ter Meulen Jan Henrik
Chief Scientific Officer
Transactions
- Sale
Common Stock
2017-01-04$5.35/sh−980$5,243→ 23,020 total - Award
Common Stock
2017-01-04+12,000→ 24,000 total - Award
Stock Option (right to buy)
2017-01-04+70,000→ 70,000 totalExercise: $5.60Exp: 2027-01-04→ Common Stock (70,000 underlying)
Footnotes (5)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Immune Design Corp. common stock.
- [F2]One quarter of the total restricted stock units vest annually beginning January 4, 2018, subject to the Reporting Person's continuous service through each such date.
- [F3]The shares were sold pursuant to a Rule 10b5-1 trading plan that was included in the Reporting Person's restricted stock unit agreement, dated January 4, 2016, in order to satisfy a tax liability incurred upon the vesting of restricted stock units on January 4, 2017.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]One quarter of the shares underlying the option will vest on January 4, 2018, and the remainder of the shares underlying the option will vest at a rate of 1/36th per month thereafter, subject to the Reporting Person's continuous service through each such date.
Documents
Issuer
Immune Design Corp.
CIK 0001437786
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001437786
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 9:36 PM ET
- Size
- 10.0 KB