HARMONIC INC 4
4 · HARMONIC INC · Filed Jan 11, 2017
Insider Transaction Report
Form 4
HARMONIC INCHLIT
LOOKABAUGH TOM
Director
Transactions
- Award
Restricted Stock Units
2017-01-11+23,529→ 15,831 totalExercise: $0.00From: 2018-01-11Exp: 2018-01-11→ Common Stock (23,529 underlying) - Award
Stock Option/Right to buy
2017-01-11$5.10/sh+30,000$153,000→ 30,000 totalExercise: $5.10From: 2017-02-11Exp: 2020-01-11→ Common Stock (30,000 underlying)
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
- [F2]The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018.
- [F3]The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date.