$HLIT·4/A

HARMONIC INC · Jan 11, 6:47 PM ET

HARMONIC INC 4/A

4/A · HARMONIC INC · Filed Jan 11, 2017

Insider Transaction Report

Form 4/AAmended
Period: 2017-01-11
Transactions
  • Award

    Stock Option/Right to buy

    2017-01-11$5.10/sh+30,000$153,00030,000 total
    Exercise: $5.10From: 2017-02-11Exp: 2020-01-11Common Stock (30,000 underlying)
  • Award

    Restricted Stock Units

    2017-01-11+23,52923,529 total
    Exercise: $0.00From: 2018-01-11Exp: 2018-01-11Common Stock (23,529 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
  • [F2]The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018.
  • [F3]The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION