4//SEC Filing
OOMA INC 4
Accession 0001209191-17-004994
$OOMACIK 0001327688operating
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 7:29 PM ET
Size
21.7 KB
Accession
0001209191-17-004994
Insider Transaction Report
Form 4
OOMA INCOOMA
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.)
WORLDVIEW STRATEGIC PARTNERS IV LP
10% Owner
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.)
WEI JAMES
Director10% Owner
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.)
Worldview Equity I, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.)
Orsak Michael
10% Owner
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.)
WORLDVIEW TECHNOLOGY PARTNERS IV LP
10% Owner
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.)
Worldview Capital IV, L.P.
10% Owner
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.)
Tanaka Susumu
10% Owner
Transactions
- Sale
Common Stock
2017-01-19$8.30/sh−2,799,531$23,236,107→ 2,935,884 total(indirect: By Worldview Technology Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−20,655$171,437→ 21,661 total(indirect: By Worldview Strategic Partners IV, L.P.) - Sale
Common Stock
2017-01-19$8.30/sh−454,814$3,774,956→ 476,965 total(indirect: By Worldview Technology International IV, L.P.)
Footnotes (4)
- [F1]Shares sold pursuant to that certain Purchase Agreement, dated as of January 12, 2017 by and among the Issuer, B. Riley & Co., LLC, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on January 19, 2017.
- [F2]Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"). Worldview Capital IV, L.P., the general partner of Strategic IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Strategic IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Strategic IV. Such persons and entities disclaim beneficial ownership of shares held by Strategic IV, except to the extent of any pecuniary interest therein.
- [F3]Shares held directly by Worldview Technology International IV, L.P. ("International IV"). Worldview Capital IV, L.P., the general partner of International IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by International IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by International IV. Such persons and entities disclaim beneficial ownership of shares held by International IV, except to the extent of any pecuniary interest therein.
- [F4]Shares held directly by Worldview Technology Partners IV, L.P. ("Technology IV"). Worldview Capital IV, L.P., the general partner of Technology IV, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by Technology IV. James Wei, Michael Orsak and Susumu Tanaka are the managing members of Worldview Equity I, L.L.C. and may be deemed to share voting and dispositive power over the shares held by Technology IV. Such persons and entities disclaim beneficial ownership of shares held by Technology IV, except to the extent of any pecuniary interest therein.
Documents
Issuer
OOMA INC
CIK 0001327688
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001327688
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 7:29 PM ET
- Size
- 21.7 KB