OPTICAL CABLE CORP 4
4 · OPTICAL CABLE CORP · Filed Jan 24, 2017
Insider Transaction Report
Form 4
WILKIN NEIL D JR
DirectorChairman, President and CEO10% Owner
Transactions
- Award
Common Stock
2017-01-20$3.45/sh+92,964$320,726→ 1,000,464 total
Holdings
- 16,965(indirect: By LLC)
Common Stock
- 315(indirect: By Daughter #1)
Common Stock
- 115(indirect: By Daughter #3)
Common Stock
Footnotes (3)
- [F1]Represents an award of restricted stock under the issuer's Second Amended and Restated 2011 Stock Incentive Plan. The award in the amount of 92,964 shares vests annually over approximately five years if certain performance goals are achieved in each of fiscal years 2017, 2018, 2019, 2020 and 2021 with the first possible vesting date being January 31, 2018.
- [F2]The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
- [F3]The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.