|4Jan 24, 7:28 PM ET

Tracon Pharmaceuticals, Inc. 4

4 · Tracon Pharmaceuticals, Inc. · Filed Jan 24, 2017

Insider Transaction Report

Form 4
Period: 2017-01-20
Transactions
  • Tax Payment

    Common Stock

    2017-01-23$4.85/sh3,552$17,22730,543 total
  • Award

    Employee Stock Option (Right to Buy)

    2017-01-20+55,00055,000 total
    Exercise: $5.15Exp: 2027-01-19Common Stock (55,000 underlying)
Footnotes (3)
  • [F1]Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.
  • [F2]Includes 501 shares acquired under the 2015 Employee Stock Purchase Plan on April 20, 2016 and 651 shares acquired under the 2015 Employee Stock Purchase Plan on October 20, 2016.
  • [F3]1/4th of the shares subject to this option shall vest on the first anniversary of the Grant Date shown in column 3 above. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter, on the last day of each month.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION