AUBURN NATIONAL BANCORPORATION, INC 4
4 · AUBURN NATIONAL BANCORPORATION, INC · Filed Jan 26, 2017
Insider Transaction Report
Form 4
SPENCER EDWARD L JR
Director10% Owner
Transactions
- Gift
common stock
2016-12-28+14,277→ 636,044 total
Holdings
- 18,950(indirect: By Spouse)
common stock
- 24,745(indirect: By Trust)
common stock
Footnotes (3)
- [F1]Reflects the distribution of 14,277 shares of AUBN common stock from the trust to Mr. Spencer pursuant to the terms of the trust, which shares are now reflected as directly owned by Mr. Spencer.
- [F2]Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- [F3]Shares held by a 2008 revocable trust established for the benefit of the reporting person. The reporting person is the trustee of the trust and has sole voting and dispositive power with respect to these shares.