GREENHILL & CO INC 4
4 · GREENHILL & CO INC · Filed Jan 31, 2017
Insider Transaction Report
Form 4
GREENHILL ROBERT F
Director10% OwnerOther
Transactions
- Exercise/Conversion
Common Stock
2017-01-30+71,198→ 308,050 total - Exercise/Conversion
Common Stock
2017-01-30+9,854→ 282,627 total - Exercise/Conversion
Restricted Stock Units
2017-01-30−71,198→ 0 total→ Common Stock (71,198 underlying) - Tax Payment
Common Stock
2017-01-30$29.55/sh−35,277$1,042,435→ 272,773 total - Tax Payment
Common Stock
2017-01-30$29.55/sh−5,082$150,173→ 277,545 total - Exercise/Conversion
Restricted Stock Units
2017-01-30−9,854→ 9,854 total→ Common Stock (9,854 underlying)
Holdings
- 989,524(indirect: See Footnote)
Common Stock
- 239,680(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]These shares of Common Stock are directly owned by Greenhill Family Partnership, a Delaware Limited Partnership, of which Robert F. Greenhill is the general partner. Robert F. Greenhill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- [F2]These shares of Common Stock are directly owned by Riversville Aircraft Corporation II, a Delaware corporation, which is controlled by Robert F. Greenhill.
- [F3]This restricted stock unit award was granted on February 3, 2012 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On January 30, 2017, the vesting in full of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
- [F4]This restricted stock unit award was granted on January 30, 2013 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On January 30, 2017, the fourth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.