NASDAQ, INC. 4

4 · NASDAQ, INC. · Filed Feb 1, 2017

Form 4

Period: 2017-01-30

EXECUTIVE VICE PRESIDENT

Transactions

Award
Common Stock, par value $0.01 per share
2017-01-30+7,645→ 20,701 total
Tax Payment
Common Stock, par value $0.01 per share
2017-01-30$68.18/sh−1,390$94,770→ 19,311 total

Holdings

Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (2,833 underlying)
2,833
Employee Stock Option (Right to Buy)
Exercise: $20.04Exp: 2017-08-03→ Common Stock (1,012 underlying)
1,012

Footnotes (5)

[F1]Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016.
[F2]Also represents the settlement of PSUs that were granted under Nasdaq's Equity Incentive Plan on March 31, 2016. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2016 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest as to one-third on December 31, 2017, one-third on December 31, 2018 and one-third on December 31, 2019.
[F3]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
[F4]Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.
[F5]Options exercisable.

Documents

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