NASDAQ, INC. 4
4 · NASDAQ, INC. · Filed Feb 1, 2017
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
Wittman Thomas A
Executive Vice President
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2017-01-30$68.18/sh−9,495$647,369→ 49,047 total - Award
Common Stock, par value $0.01 per share
2017-01-30+19,504→ 58,542 total
Footnotes (3)
- [F1]Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014 and July 18, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]Represents (i) 18,312 units of vested restricted stock, (ii) 29,531 shares underlying performance share units, of which 27,759 are vested and (iii) 1,204 shares purchased under the Employee Share Purchase Plan.