NASDAQ, INC. 4
4 · NASDAQ, INC. · Filed Feb 1, 2017
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
KNIGHT EDWARD S
Executive Vice President
Transactions
- Award
Common Stock, par value $0.01 per share
2017-01-30+59,064→ 115,916 total - Tax Payment
Common Stock, par value $0.01 per share
2017-01-30$68.18/sh−30,390$2,071,990→ 85,526 total
Holdings
- 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 39,458
Employee Stock Option (Right to Buy)
Exercise: $25.07Exp: 2018-12-17→ Common Stock (39,458 underlying) - 25,496
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (25,496 underlying)
Footnotes (4)
- [F1]Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]Represents (i) 84,561 vested shares underlying performance share units and (ii) 965 shares purchased under the Employee Stock Purchase Plan.
- [F4]Options exercisable as to 100%.