NASDAQ, INC. 4
4 · NASDAQ, INC. · Filed Feb 1, 2017
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
GREIFELD ROBERT
DirectorChief Executive Officer
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2017-01-30$68.18/sh−188,491$12,851,316→ 1,161,324 total - Award
Common Stock, par value $0.01 per share
2017-01-30+360,000→ 1,349,815 total
Holdings
- 900,000
Employee Stock Option (Right to Buy)
Exercise: $21.31Exp: 2019-06-30→ Common Stock (900,000 underlying)
Footnotes (4)
- [F1]Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]Represents (i) 338,052 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 695,501 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.
- [F4]Options exercisable as to 100%.