4//SEC Filing
OPTICAL CABLE CORP 4
Accession 0001209191-17-007073
$OCCCIK 0001000230operating
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 4:12 PM ET
Size
8.8 KB
Accession
0001209191-17-007073
Insider Transaction Report
Form 4
WILKIN NEIL D JR
DirectorChairman, President and CEO
Transactions
- Tax Payment
Common Stock
2017-01-31$3.27/sh−14,465$47,301→ 985,999 total
Holdings
- 315(indirect: By Daughter #1)
Common Stock
- 315(indirect: By Son)
Common Stock
- 16,965(indirect: By LLC)
Common Stock
- 315(indirect: By Daughter #2)
Common Stock
- 115(indirect: By Daughter #3)
Common Stock
Footnotes (3)
- [F1]The transaction is a result of the partial forfeiture by Executive of unvested restricted shares granted on April 3, 2012 pursuant to the terms of the restricted share awards, whereby a portion of the restricted shares did not vest (and were forfeited) as a result of the Company not meeting certain operating performance-based objectives during certain vesting periods since the date of grant.
- [F2]The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
- [F3]The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
OPTICAL CABLE CORP
CIK 0001000230
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0001000230
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 4:12 PM ET
- Size
- 8.8 KB