Home/Filings/4/0001209191-17-007654
4//SEC Filing

Uni-Pixel 4

Accession 0001209191-17-007654

CIK 0001171012operating

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 4:40 PM ET

Size

7.5 KB

Accession

0001209191-17-007654

Insider Transaction Report

Form 4
Period: 2017-02-01
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-01+6,25045,550 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2017-02-016,25056,250 total
    Exercise: $0.00Common Stock (6,250 underlying)
Footnotes (3)
  • [F1]6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. Young on 6/8/2016 vested on 2/1/2017 according to the vesting schedule previously reported.
  • [F2]Includes 3,600 shares of restricted stock that vested 50% on April 14, 2016 and the remaining 50% which will vest on April 14, 2017. Also includes 10,000 shares of restricted stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3 on July 31, 2017 and 1/3 on July 31, 2018.
  • [F3]The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.

Issuer

Uni-Pixel

CIK 0001171012

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001171012

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:40 PM ET
Size
7.5 KB