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4//SEC Filing

GigPeak, Inc. 4

Accession 0001209191-17-007909

CIK 0001432150operating
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 7:51 PM ET

Size

21.1 KB

Accession

0001209191-17-007909

Insider Transaction Report

Form 4
Period: 2017-02-01
GigPeak, Inc.GIG
Ma Darren
Vice President and CFO
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-01+1,875→ 70,372 total
  • Exercise/Conversion

    Common Stock

    2017-02-01+15,625→ 75,338 total
  • Tax Payment

    Common Stock

    2017-02-01$2.58/sh−6,841$17,650→ 68,497 total
  • Exercise/Conversion

    Common Stock

    2017-02-01+2,500→ 72,051 total
  • Tax Payment

    Common Stock

    2017-02-01$2.58/sh−1,095$2,825→ 70,956 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2017-02-01−15,625→ 109,375 total
    Exercise: $0.00→ Common Stock (15,625 underlying)
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2017-02-01−2,500→ 7,500 total
    Exercise: $0.00→ Common Stock (2,500 underlying)
  • Tax Payment

    Common Stock

    2017-02-01$2.58/sh−821$2,118→ 69,551 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2017-02-01−1,875→ 5,625 total
    Exercise: $0.00→ Common Stock (1,875 underlying)
Footnotes (10)
  • [F1]15,625 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 11/13/2014 vested on 2/1/2017 according to the vesting schedule previously reported.
  • [F10]The RSUs vest as follows: 25% vested on February 1, 2017. The remaining 75% vest in twelve quarterly installments thereafter, beginning on May 1, 2017 and ending on February 1, 2020.
  • [F2]6,841 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F3]The closing price of the Company's common stock on 2/1/2017.
  • [F4]1,875 RSUs issued in the grant to Mr. Ma on 11/19/2015 vested on 2/1/2017 according to the vesting schedule previously reported.
  • [F5]821 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F6]2,500 RSUs issued in the grant to Mr. Ma on 1/5/2016 vested on 2/1/2017 according to the vesting schedule previously reported.
  • [F7]1,095 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F8]The RSUs vest as follows: 25% vested on November 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on February 1, 2016 and ending on February 1, 2019, as previously reported.
  • [F9]The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.

Documents

1 file

Issuer

GigPeak, Inc.

CIK 0001432150

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001432150

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 7:51 PM ET
Size
21.1 KB
View on SEC.gov