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BANK MUTUAL CORP·4

Feb 7, 6:17 PM ET

BANK MUTUAL CORP 4

4 · BANK MUTUAL CORP · Filed Feb 7, 2017

Insider Transaction Report

Form 4
Period: 2017-02-07
BANK MUTUAL CORPBKMU
HERR MARK C
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-07$5.05/sh+15,000$75,750→ 30,663 total
  • Exercise/Conversion

    Common Stock

    2017-02-07$3.39/sh+15,000$50,850→ 45,663 total
  • Exercise/Conversion

    Options to buy

    2017-02-07−15,000→ 0 total
    Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
  • Exercise/Conversion

    Options to buy

    2017-02-07−8,800→ 2,200 total
    Exercise: $4.82Exp: 2023-01-22→ Common Stock (11,000 underlying)
  • Exercise/Conversion

    Common Stock

    2017-02-07$4.82/sh+8,800$42,416→ 54,463 total
  • Exercise/Conversion

    Options to buy

    2017-02-07−15,000→ 0 total
    Exercise: $3.39Exp: 2022-01-17→ Common Stock (15,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    8,927

  • Common Stock

    (indirect: By Trust)
    23,586

  • Options to buy

    Exercise: $7.17Exp: 2024-01-21→ Common Stock (7,500 underlying)
    7,500
Footnotes (5)
  • [F1]As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
  • [F2]As trustee of the Herr-Huebner Revocable Trust.
  • [F3]Directors Stock Options. The options are fully vested.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION