4//SEC Filing
BANK MUTUAL CORP 4
Accession 0001209191-17-008436
CIK 0001123270operating
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 6:17 PM ET
Size
17.2 KB
Accession
0001209191-17-008436
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
HERR MARK C
Director
Transactions
- Exercise/Conversion
Common Stock
2017-02-07$5.05/sh+15,000$75,750→ 30,663 total - Exercise/Conversion
Common Stock
2017-02-07$3.39/sh+15,000$50,850→ 45,663 total - Exercise/Conversion
Options to buy
2017-02-07−15,000→ 0 totalExercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying) - Exercise/Conversion
Options to buy
2017-02-07−8,800→ 2,200 totalExercise: $4.82Exp: 2023-01-22→ Common Stock (11,000 underlying) - Exercise/Conversion
Common Stock
2017-02-07$4.82/sh+8,800$42,416→ 54,463 total - Exercise/Conversion
Options to buy
2017-02-07−15,000→ 0 totalExercise: $3.39Exp: 2022-01-17→ Common Stock (15,000 underlying)
Holdings
- 8,927(indirect: By Trust)
Common Stock
- 23,586(indirect: By Trust)
Common Stock
- 7,500
Options to buy
Exercise: $7.17Exp: 2024-01-21→ Common Stock (7,500 underlying)
Footnotes (5)
- [F1]As trustee of the Mark Herr & Sarah Herr Revocable Living Trust.
- [F2]As trustee of the Herr-Huebner Revocable Trust.
- [F3]Directors Stock Options. The options are fully vested.
- [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
Documents
Issuer
BANK MUTUAL CORP
CIK 0001123270
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001123270
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 6:17 PM ET
- Size
- 17.2 KB