4//SEC Filing
NanoString Technologies Inc 4
Accession 0001209191-17-008857
CIK 0001401708operating
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 5:58 PM ET
Size
14.5 KB
Accession
0001209191-17-008857
Insider Transaction Report
Form 4
JOHNSON JAMES A
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2017-02-06+3,333→ 8,422 total - Award
Restricted Stock Units
2017-02-06+10,000→ 10,000 total→ Common Stock (10,000 underlying) - Award
Stock Option (right to buy)
2017-02-06+20,000→ 20,000 totalExercise: $18.80Exp: 2027-02-05→ Common Stock (20,000 underlying) - Tax Payment
Common Stock
2017-02-06$18.80/sh−1,089$20,473→ 7,333 total - Exercise/Conversion
Restricted Stock Units
2017-02-06−3,333→ 6,667 total→ Common Stock (3,333 underlying)
Footnotes (6)
- [F1]Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis.
- [F2]The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of RSUs. These shares were not issued to or sold by the reporting person.
- [F3]On February 3, 2016, the reporting person was granted 10,000 RSUs, vesting in three equal installments beginning on the first market trading day following the first anniversary of the grant date.
- [F4]Each RSU represents a contingent right to receive one (1) share of Issuer's common stock.
- [F5]1/3 of the RSUs vest on the first market trading day following the first anniversary of March 6, 2017 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date, in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date.
- [F6]The shares subject to this option shall vest at a rate of 1/48th of the total number of shares vest on the one-month anniversary of February 6, 2017 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date thereafter (and if there is no corresponding day, on the last day of the month) for so long as the recipient of the option remains a "Service Provider" (as defined in the 2013 Plan) of the Company, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date.
Documents
Issuer
NanoString Technologies Inc
CIK 0001401708
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001401708
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 5:58 PM ET
- Size
- 14.5 KB