CU Bancorp 4
4 · CU Bancorp · Filed Feb 9, 2017
Insider Transaction Report
Form 4
CU BancorpCUNB
Horton K Brian
DirectorPresident
Transactions
- Award
Common Stock
2017-02-07+4,315→ 67,356 total
Holdings
- 70,444(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]4,315 restricted shares of common stock were granted to the Reporting Person on February 7, 2017, pursuant to the 2016 Management Incentive Plan developed under and pursuant to the 2007 Equity and Incentive Plan, as amended and restated July 31, 2014. The restricted stock award vests 50% on the second Tuesday in December 2017 (i.e., December 12, 2017), and the remaining 50% on the second Tuesday in December 2018 (i.e., December 11, 2018).
- [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.