CAPELLA EDUCATION CO·5

Feb 13, 4:11 PM ET

CAPELLA EDUCATION CO 5

5 · CAPELLA EDUCATION CO · Filed Feb 13, 2017

Insider Transaction Report

Form 5
Period: 2016-12-31
SHANK STEPHEN G
DirectorChairman10% Owner
Transactions
  • Gift

    Common Stock

    2016-11-144,2900 total(indirect: By Trust)
  • Gift

    Common Stock

    2016-11-14+4,2904,290 total(indirect: By Trust)
  • Gift

    Common Stock

    2016-12-224,2900 total(indirect: By Trust)
  • Gift

    Common Stock

    2016-12-22+4,29017,860 total(indirect: By Trust)
Footnotes (5)
  • [F1]The Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
  • [F2]The Judith F. Shank Revocable Trust.
  • [F3]The Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
  • [F4]Includes 1,844 restricted stock units that will vest on May 1, 2017, and will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors; and 1,727 deferred stock units, that will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors or the company experiences a change-in-control.
  • [F5]The Stephen G. Shank Revocable Trust.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION