5//SEC Filing
NASDAQ, INC. 5
Accession 0001209191-17-010466
$NDAQCIK 0001120193operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 4:18 PM ET
Size
8.6 KB
Accession
0001209191-17-010466
Insider Transaction Report
Form 5
NASDAQ, INC.NDAQ
GREIFELD ROBERT
DirectorChief Executive Officer
Transactions
- Gift
Common Stock, par value $0.01 per share
2016-12-27−744→ 988,436 total - Gift
Common Stock, par value $0.01 per share
2016-12-29−635→ 988,436 total
Holdings
- 900,000
Employee Stock Option (Right to Buy)
Exercise: $21.31Exp: 2019-06-30→ Common Stock (900,000 underlying)
Footnotes (3)
- [F1]These shares were included in Box 5 of a Form 4 filed by the reporting person after the date of the bona fide charitable gift.
- [F2]The amount reported reflects the amount of securities beneficially owned as of December 31, 2016 and represents (i) 336,673 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 523,992 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.
- [F3]Options exercisable as to 100%.
Documents
Issuer
NASDAQ, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 4:18 PM ET
- Size
- 8.6 KB