$NDAQ·5

NASDAQ, INC. · Feb 14, 4:18 PM ET

NASDAQ, INC. 5

5 · NASDAQ, INC. · Filed Feb 14, 2017

Insider Transaction Report

Form 5
Period: 2016-12-31
GREIFELD ROBERT
DirectorChief Executive Officer
Transactions
  • Gift

    Common Stock, par value $0.01 per share

    2016-12-27744988,436 total
  • Gift

    Common Stock, par value $0.01 per share

    2016-12-29635988,436 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $21.31Exp: 2019-06-30Common Stock (900,000 underlying)
    900,000
Footnotes (3)
  • [F1]These shares were included in Box 5 of a Form 4 filed by the reporting person after the date of the bona fide charitable gift.
  • [F2]The amount reported reflects the amount of securities beneficially owned as of December 31, 2016 and represents (i) 336,673 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 523,992 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.
  • [F3]Options exercisable as to 100%.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION