5//SEC Filing
HCA Holdings, Inc. 5
Accession 0001209191-17-010702
$HCACIK 0000860730operating
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:54 PM ET
Size
15.6 KB
Accession
0001209191-17-010702
Insider Transaction Report
Form 5
FRIST PATRICIA C
10% Owner
Transactions
- Gift
Common Stock, par value $0.01 per share
2016-02-17−74,193→ 0 total(indirect: Held indirectly through Hercules Holding II by Patricia Champion Frist 2013 GRAT No. 3)
Holdings
- 204,968.49(indirect: Held indirectly through Hercules Holding II)
Common Stock, par value $0.01 per share
- 72,561.63(indirect: Held indirectly through Hercules Holding II by Thomas F. Frist, Jr.)
Common Stock, par value $0.01 per share
- 72,589.065(indirect: By Trust)
Common Stock, par value $0.01 per share
- 168,876(indirect: Held indirectly through Hercules Holding II by Patricia Champion Frist 2015 GRAT)
Common Stock, par value $0.01 per share
- 387,659.755(indirect: By Trust)
Common Stock, par value $0.01 per share
- 6,657,331.318(indirect: By Trust)
Common Stock, par value $0.01 per share
- 266,024(indirect: Held indirectly through Hercules Holding II by Patricia Champion Frist 2016 GRAT)
Common Stock, par value $0.01 per share
- 36,629,163.859(indirect: Held indirectly through Hercules Holding II by Frisco, Inc.)
Common Stock, par value $0.01 per share
Footnotes (5)
- [F1]Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein. On September 23, 2016, Hercules Holding II, LLC, a Delaware limited liability company, was converted into Hercules Holding II, a Delaware general partnership.
- [F2]The Reporting Person's husband is the trustee of (i) Thomas F. Frist GST Tax Exempt Trust, (ii) Patricia Champion Frist 2013 Grantor Retained Annuity Trust No. 3 and (iii) Patricia Champion Frist 2015 Grantor Retained Annuity Trust, and the Reporting Person may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- [F3]The Reporting Person directly owns 204,968.4898 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. by virtue of her ownership in Hercules. The Reporting Person may also be deemed to have indirect beneficial ownership in respect of 72,561.6299 units of Hercules, through an indirect pecuniary interest in such units held by her husband, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- [F4]The Reporting Person is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II and (iii) Patricia Champion Frist 2016 Grantor Retained Annuity Trust and may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- [F5]The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Holdings, Inc. beneficially owned by Frisco, Inc. by virtue of her position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
Documents
Issuer
HCA Holdings, Inc.
CIK 0000860730
Entity typeoperating
Related Parties
1- filerCIK 0000860730
Filing Metadata
- Form type
- 5
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 5:54 PM ET
- Size
- 15.6 KB