$LCTX·5

BIOTIME INC · Feb 14, 7:49 PM ET

BIOTIME INC 5

5 · BIOTIME INC · Filed Feb 14, 2017

Insider Transaction Report

Form 5
Period: 2016-12-31
SEGALL JUDITH
DirectorVice President & Secretary
Transactions
  • Gift

    Common Shares, no par value

    2016-04-06$3.25/sh1,900$6,175591,245 total
Holdings
  • Option to Purchase Common Shares

    Exercise: $2.50Exp: 2026-01-19Common Shares (25,000 underlying)
    25,000
  • Option to Purchase Common Shares

    Exercise: $4.23Exp: 2025-03-02Common Shares (50,000 underlying)
    50,000
  • Option to Purchase Common Shares

    Exercise: $3.51Exp: 2021-03-19Common Shares (50,000 underlying)
    50,000
  • Option to Purchase Common Shares

    Exercise: $4.22Exp: 2020-02-19Common Shares (50,000 underlying)
    50,000
Footnotes (6)
  • [F1]On April 6, 2016, Ms. Segall gifted 1,900 common shares to a charitable organization.
  • [F2]Does not include shares that may be acquired upon the exercise of certain stock options.
  • [F3]One quarter of the options shall vest on January 19, 2017 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.
  • [F4]One quarter of the options vested on March 2, 2016 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment.
  • [F5]1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014.
  • [F6]1/48th of the number of options vested and became exercisable at the end of each full month of employment after January 1, 2013.

Documents

1 file
  • 5
    doc5.xmlPrimary

    FORM 5 SUBMISSION