4//SEC Filing
Pendrell Corp 4
Accession 0001209191-17-011437
CIK 0001359555operating
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 4:14 PM ET
Size
10.8 KB
Accession
0001209191-17-011437
Insider Transaction Report
Form 4
MIKLES LEE E
Director
Transactions
- Exercise/Conversion
Class A Common Stock
2017-02-15+100,000→ 311,257 total - Exercise/Conversion
Restricted Stock Unit Award
2017-02-15−100,000→ 200,000 totalExercise: $0.00From: 2017-02-15Exp: 2025-06-15→ Class A Common Stock (100,000 underlying)
Holdings
- 7,479(indirect: By Spouse)
Class A Common Stock
- 8,610(indirect: By Trust)
Class A Common Stock
- 100(indirect: By custodial account for the benefit of son)
Class A Common Stock
- 1,000(indirect: By Trust)
Class A Common Stock
Footnotes (4)
- [F1]Vested restricted stock units were distributed to the reporting person, without payment, in shares of Class A Common Stock on a unit-for-share basis on the vesting date.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Pendrell Corporation Class A Common Stock.
- [F3]Converts into Class A Common Stock on a unit-for-share basis on the vesting date.
- [F4]On June 15, 2015, the reporting person was granted 300,000 performance based restricted stock units. 100,000 of those restricted stock units vested on February 15, 2017 due to the Company's achievement of its 2016 performance objectives. If the reporting person remains engaged, 100,000 restricted stock units will vest on each of February 15, 2018 and February 15, 2019, but only to the extent the Company achieves its performance objectives for the preceding calendar year under its then-applicable incentive plan.
Documents
Issuer
Pendrell Corp
CIK 0001359555
Entity typeoperating
IncorporatedWA
Related Parties
1- filerCIK 0001359555
Filing Metadata
- Form type
- 4
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 4:14 PM ET
- Size
- 10.8 KB