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4//SEC Filing

CHART INDUSTRIES INC 4

Accession 0001209191-17-012109

$GTLSCIK 0000892553operating
View on SEC.govCompany Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 4:29 PM ET

Size

31.3 KB

Accession

0001209191-17-012109

Insider Transaction Report

Form 4
Period: 2017-02-15
CHART INDUSTRIES INCGTLS
THOMAS SAMUEL F
DirectorChairman, CEO and President
Transactions
  • Tax Payment

    Common Stock, par value $0.01 per share

    2017-02-15$39.78/sh−5,990$238,282→ 139,050 total
  • Award

    Common Stock, par value $0.01 per share

    2017-02-15+14,277→ 145,040 total
Holdings

  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    36,000

  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    46,000

  • Stock Option (Right to Buy)

    Exercise: $30.95Exp: 2018-01-02→ Common Stock (18,950 underlying)
    18,950

  • Stock Option (Right to Buy)

    Exercise: $36.45Exp: 2021-01-03→ Common Stock (33,070 underlying)
    33,070

  • Stock Option (Right to Buy)

    Exercise: $55.93Exp: 2022-01-03→ Common Stock (21,410 underlying)
    21,410

  • Stock Option (Right to Buy)

    Exercise: $68.21Exp: 2023-01-02→ Common Stock (19,470 underlying)
    19,470

  • Stock Option (Right to Buy)

    Exercise: $27.74Exp: 2017-08-02→ Common Stock (18,300 underlying)
    18,300

  • Stock Option (Right to Buy)

    Exercise: $17.03Exp: 2020-01-04→ Common Stock (47,170 underlying)
    47,170

  • Common Stock, par value $0.01 per share

    (indirect: By Spouse)
    28,275

  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    48,020

  • Common Stock, par value $0.01 per share

    (indirect: By Trust)
    54,000

  • Stock Option (Right to Buy)

    Exercise: $11.00Exp: 2019-01-02→ Common stock (50,000 underlying)
    50,000

  • Stock Option (Right to Buy)

    Exercise: $93.34Exp: 2024-01-02→ Common Stock (17,880 underlying)
    17,880

  • Stock Option (Right to Buy)

    Exercise: $34.27Exp: 2025-01-02→ Common Stock (58,630 underlying)
    58,630

  • Stock Option (Right to Buy)

    Exercise: $17.72Exp: 2026-01-04→ Common Stock (125,240 underlying)
    125,240

  • Stock Option (Right to Buy)

    Exercise: $36.93Exp: 2027-01-03→ Common Stock (89,220 underlying)
    89,220
Footnotes (19)
  • [F1]Represents performance units granted on January 2, 2014, under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.
  • [F10]These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F11]These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F12]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F13]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F14]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F15]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F16]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F17]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F18]These options were granted on January 4, 2016 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F19]These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
  • [F2]28,904, 24,934, and 5,756 shares of the total amount beneficially owned were granted on January 3, 2017, January 4, 2016, and January 2, 2015, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
  • [F3]The reporting person surrendered 5,990 shares upon the vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
  • [F4]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
  • [F5]Held by trusts for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for purposes of Section 16 or for any other purpose.
  • [F6]Held by trust, with spouse as trustee, for the benefit of the reporting person's family member. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
  • [F7]Held by trust for the benefit of the reporting person's family members, including his spouse. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.
  • [F8]Held by trust for the benefit of the reporting person's family members, including the reporting person.
  • [F9]These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

Documents

1 file

Issuer

CHART INDUSTRIES INC

CIK 0000892553

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000892553

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:29 PM ET
Size
31.3 KB
View on SEC.gov